BRIDGING THE GAP BETWEEN
BUSINESS AND GOVERNMENT
Jesse Caplan and Vin DiCianni Will Be Attending NAAG’s 2023 Consumer Protection Spring Conference in Tampa, FL – May 10-12This year's NAAG Consumer Protection Spring Conference will be held in Tampa, Florida. The conference aims to address pressing and relevant consumer protection issues facing attorney general offices. Topics discussed…
Join hundreds of your colleagues in medical licensure, regulation, and discipline at the FSMB's 111th Annual Meeting in Minneapolis, Minnesota. This three-day intensive program brings together national experts in the…
In the last few years, DOJ has been prolific in announcing corporate enforcement directives and guidance modifications. The latest guidance has companies wondering what constitutes “extraordinary” cooperation and “immediate” voluntary…
Mikhail Reider-Gordon Quoted in The Times of Israel on Twitter partnering with Israeli high-risk trading platform eToroMikhail Reider-Gordon was quoted in a recent article published by the Times of Israel on Twitter partnering with Israeli high-risk trading platform eToro. Reider-Gordon was brought in to comment as an anti-money…
Audrey Harris to Present at PLI’s FCPA and International Anti-Corruption Developments 2023 Event — April 19-20 in New York CityThe Foreign Corrupt Practices Act (“FCPA”) is at the top of most companies’ key risk areas. The DOJ and SEC remain focused on investigating violations and enforcement of the law.…
Affiliated Monitors, Inc.’s Audrey Harris, Bethany Hengsbach and Dionne Lomax Speak with Great Women In Compliance ‘s host Lisa Fine on Part 2 of the All Star Women Monitors podcast .This week’s #GWIC guests - three all-star women from Affiliated Monitors, Inc. Monitors who are joining Lisa Fine in a 2-part series. Audrey Harris, Bethany Hengsbach and Dionne Lomax. This…
In Part Two of this Edition, “Compliance Conundrums: The Evolution of Compliance,” the panel discusses: How Compliance has evolved in the past three decades, in both the government and the private sector; The most significant changes…
Affiliated Monitors, Inc.’s Audrey Harris, Bethany Hengsbach and Dionne Lomax Speak with Great Women in Compliance’s host Lisa Fine in a 2-part series.This week’s #GWIC guests - three all-star women from Affiliated Monitors, Inc. Monitors who are joining Lisa Fine in a 2-part series. Audrey Harris, Bethany Hengsbach and Dionne Lomax. This…
In Part One of this Edition, “Compliance Conundrums: Integration of Cultures,” our three compliance leaders talk about the culture element of many different types of integrations -- mergers, acquisitions, joint ventures, new market…
Mikhail Gordon will be Presenting, Speaking on a Panel, and Moderating a Workshop at the International Anti-Corruption Academy’s Regional Alumni Conference Latin America 2023 –Conference Theme: New Technologies, Innovations and Collective Actions for Anti-Corruption and Compliance In a very short period of the last ten years, smartphone technology and internet capabilities have brought a…
Please join the ABA Public Contract Law Section for our signature event, the Federal Procurement Institute (FPI). From March 8–10, 2023, distinguished practitioners from government, industry, private law practice, and…
Monitoring and independent assessments are our only business
Founded in 2004, Affiliated Monitors, Inc. (“AMI”) was the first company in the United States to focus on providing top-quality, independent integrity monitoring and assessment services across a wide range of regulated industries and professions. What distinguishes our professionals from others is that monitoring is our only business; it is not a sideline to some other professional practice or service.
AMI has been the corporate integrity monitor in more than 850 matters, involving large multi-national companies and individual practitioners. We maintain our neutrality, free from the conflicts of interest and undue influence which can arise in certain personal or business relationships.
HERE'S A VIDEO INTRODUCTION TO THE AMI TEAM
Providing objective, third-party perspectives on ethics and compliance programs, ethical cultures, internal processes and controls.
AMI is a trusted resource for professionals, companies, legal counsel and government agencies.
Bringing integrity to the monitoring process to help companies strengthen their ethical cultures and compliance activities and demonstrate their due diligence to government oversight agencies.
Drawing on years of experience in government, ethics, law enforcement, compliance and risk management.
INDEPENDENT INTEGRITY MONITORING
Companies may need to engage a monitor due to
• Deferred prosecution agreement (DPA)
• Non-prosecution agreement (NPA)
• Administrative agreement
• Other settlements
Best Practices to Consider
• Roster of approved monitors
• Pre-negotiated monitoring terms
• Role of company in selection
Diligence by Company
• Experience and capability
• Approach of monitor
• Rates/rate structure
Dialogue between Government and Company prior to selection
Organizations may engage a monitor to enhance
Proactive risk assessment
Philosophy – culture vs. controls focus
Alignment with management
Experience with regulator
Staffing and timelines
Willingness to perform under attorney-client privilege
Successful compliance oversight and independent monitoring require experience, expertise and the ability to earn the trust of both the regulators and the regulated. Affiliated Monitors is unmatched in its ability to deliver all three.-Attorney
Affiliated Monitors went above and beyond what I expected in helping bring my practice into compliance with the government regulations which control my practice. I am ever grateful for the efforts of Affiliated Monitors, and recommend them highly if you need compliance services. They saved my practice.- Dentist