WHAT WE DO

Monitoring and independent assessments are our only business

Founded in 2004, Affiliated Monitors, Inc. (“AMI”) was the first company in the United States to focus on providing top-quality, independent integrity monitoring and assessment services across a wide range of regulated industries and professions.

 

What distinguishes our professionals from others is that monitoring is our only business; it is not a sideline to some other professional practice or service.

 

AMI has been the corporate integrity monitor in more than 500 matters, involving large multi-national companies and individual practitioners.

 

We maintain our neutrality, free from the conflicts of interest and undue influence which can arise in certain personal or business relationships.
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Independence
Providing objective, third-party perspectives on ethics and compliance programs, ethical cultures, internal processes and controls.

 

Integrity
AMI is a trusted resource for professionals, companies, legal counsel and government agencies.

 

Mission
Bringing integrity to the monitoring process to help companies strengthen their ethical cultures and compliance activities and demonstrate their due diligence to government oversight agencies.

 

Experience
Drawing on years of experience in government, ethics, law enforcement, compliance and risk management.

INDEPENDENT INTEGRITY MONITORING

Mandatory Monitoring

Companies may need to engage a monitor due to

• Deferred prosecution agreement (DPA)
• Non-prosecution agreement (NPA)
• Administrative agreement
• Other settlements

Best Practices to Consider

• Roster of approved monitors
• Pre-negotiated monitoring terms
• Role of company in selection

Diligence by Company

• Experience and capability
• Approach of monitor
• Rates/rate structure

Dialogue between Government and Company prior to selection

Voluntary Monitoring

Organizations may engage a monitor to enhance

  • Strategic planning
  • Proactive risk assessment
  • Issue assessment
  • Incident response
  • Philosophy – culture vs. controls focus
  • Alignment with management
  • Reputation
  • Experience with regulator
  • Staffing and timelines
  • Willingness to perform under attorney-client privilege
  • Rate structure

WHO WE SERVE

WHAT PEOPLE ARE SAYING

Successful compliance oversight and independent monitoring require experience, expertise and the ability to earn the trust of both the regulators and the regulated. Affiliated Monitors is unmatched in its ability to deliver all three.

-Attorney

Affiliated Monitors went above and beyond what I expected in helping bring my practice into compliance with the government regulations which control my practice. I am ever grateful for the efforts of Affiliated Monitors, and recommend them highly if you need compliance services. They saved my practice.

- Dentist

What can AMI do for your business?

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